IVTIP is glad to present its latest position paper

The Role of an Industrial Platform in the area of in vitro testing

October 2000:

Most people tend to focus on regulatory testing and the need for properly validated in vitro tests to replace regulatory prescribed animal testing when talking about in vitro testing. In addition, the public tends to focus on in vitro tests to replace animal testing for cosmetics which, however, amounts to a very minor percentage (smaller than 1%) of all animals used.
However, regulatory testing is only one side of the coin, accounting for approximately
30-40% of animal testing in a country. Annually, millions of animals are used in biological research programmes and in compound/drug screening and development programmes. With respect to in vitro testing, a clear distinction should be made between (1) regulatory testing; (2) biological research and (3) product development screening and testing.

Regulatory testing

Reduction in animal testing

Over the past few years, the use of animals for regulatory testing in Europe has declined substantially. According to figures presented by country representatives during the symposium 'Implementation of the 3R targets in the EU, in science and in industry (Vienna, Nov 16/17, 1998), animal testing is reduced:
* by 50% between 1995-1997 in Belgium;
* by 30% between 1987-1997 in Finland;
* by 30% between 1990-1997 in France;
* by 60% between 1991-1997 in Germany;
* by 65% between 1991-1997 in Austria;
* by 5.3% between 1997-1998 in the Netherlands (NCA Newsletter 3/2000).
Although some EU member states continue to be reluctant regarding the acquisition and inclusion of animal data in these statististics, there is a clear indication that the total number of animals used is indeed decreasing.

In toxicology/safety testing departments of industry, awareness of animal testing and alternatives is relatively high. For example, company Bayer reported a decrease in animal testing of 85% between 1984-1998 (Vienna, 1998), while company Novo is regularly reporting a 50% decrease in number of animals used for biological product control (Novo Nordisk, Environmental & Social Report, 1999, see also Novo website). Apart from adopting alternative tests where approved by local or international regulatory authorities, much can be gained with respect to the 3 R's (replacement, reduction, refinement) by looking critically at one's own approach to animal testing, necessity of test, the way animal tests are performed, the existence of alternatives etc. These actions may result in substantial savings in numbers of animals used and many refinements (Novo Nordisk Health Care, IVTIP meeting 1999; Jansen Research Foundation, personal communication).

Regulatory acceptance of alternative tests

In 1990 ECVAM (the European Centre for the Validation of Alternatives to Animal Methods, covering Europe) and ICCVAM (the USA Interagency Coordinating Committee on the Validation of Alternative Methods) were established. Over the years, various prevalidation studies have been carried out by these organizations. Within the EU, this has resulted in the recent acceptance of three non-animal tests for topical toxicity testing:
* a phototoxicity test (3T3 NRU test);
* two skin corrosivity tests (EpiStain Test, TER-Transcutaneous Electrical Resistance test).
The EU guidelines for these three tests are sent to OECD and will hopefully achieve world-wide acceptance soon via the OECD member countries.
* the local lymph node assay (and 'ex vivo' test in mice used for testing skin sensitization) has been endorsed by the ECVAM Scientific Advisory Committee but still needs formal acceptance by the competent authorities of the EU member states and by OECD member countries. The test significantly reduces the number of mice used for testing.

While only few non-animal tests have been validated and accepted world-wide, some national authorities have anyway accepted the use of alternative tests. With research on alternatives progressing, industry as well as regulatory authorities increasingly tend to accept in vitro tests that provide reliable and consistent information on relevant endpoints. Therefore, on a case by case basis, regulatory acceptance of high quality, alternative tests performed according to Good Laboratory Practice is expected to increase, although these tests not necessarily have undergone a full validation study.

The role of an Industrial Platform in alternatives to animal testing

in regulatory testing could be:

(1) to promote the critical in-house review of animal testing among its own member companies and industry in general;

(2) to exchange information about regulatory accepted alternatives to animal testing, either fully validated or non-fully validated;

(3) to engage in a dialogue with ECVAM/ICCVAM about the use of proprietary compounds in validation studies;

(4) to promote the transfer of the results of EU-funded projects on in vitro testing alternatives to industry, in particular where it concerns demonstration and prevalidation projects.

Biological research

Number of animals increasing again?

A substantial number of animals is used in biological research and for human and veterinary medicine studies: in some countries 4 times as high (2,113,600) as the number used for safety evaluations (543,200) (UK Statistics of Scientific procedures on Living Animals, 1999). The past 10-12 years saw a decline in numbers of animals used, but some countries, such as the UK, currently report an increase in the number of animals used for research. Much of this increase is credited to the advent of transgenic animals for biological studies: when making a line of transgenic animals for research, those animals who are not homozygous for the transgene will not be used for the experimental procedure but are culled.

Alternative methods for high quality research

Among the academic research community, awareness of alternatives to animal testing is slowly increasing and is mostly seen in the field of toxicology. Still, the academic research community is adviced to be more aware of the use of in vitro tests to answer fundamental biological questions. The quality of research is proving to be very high indeed, as the following information will demonstrate.
A survey conducted in 1986 has shown that more that 50 of the 76 Nobel Prizes in Medicine or Physiology awarded between 1901-1985 were given for studies in which alternative methods made a major contribution to the research for which the Prize was given. The prevalence of alternative projects among the Nobel Prize winners throughout the 20th century has increased steadily: from 1965 to 1985, 19 of the 20 prizes were for studies in the 'alternatives' category. This has resulted primarily from the increasing prominence of in vitro studies, including molecular and biochemical studies of subcellular components, studies of cells and tissues in culture, and mathematical approaches (Advances in Animal Welfare, revised 1999).

The In Vitro Testing Technology Transfer Project, an EU funded pilot study executed in the year 2000, has shown that EU-funded projects on in vitro testing have yielded many basic biological results of high importance to industry, although these benefits were often not the immediate objective of these studies.

Based on above considerations, the role of an Industrial Platform

covering the use of in vitro tests in biological research could be:

(1) to promote among their own company members and academics in general the awareness of alternatives to animal testing in biological research;

(2) to urge the European Commission that project proposals in the field of biomedical research are evaluated separately on the proposed use of animals in the research projects foreseen and to award a higher score to those projects using alternatives to animal testing;

(3) to urge the European Commission to adopt a dedicated technology transfer scheme to maximize the transfer of fundamental research knowledge to industry;

(4) to urge the European Commission to safeguard the continuity of the research pipeline on in vitro testing, and to safeguard ample funding for ECVAM for prevalidation and validation studies;

(5) to urge the European Commission to recognize, in its funding schemes, the importance of highly innovative, high-risk and very long term research that does not immediately seem to lead to increased revenues or industrial competitiveness.

Product screening and development

A wide variety of industries active in the areas of cosmetic, chemical, pharmaceutical and vaccine development use alternative, often in vitro tests for lead compound screening and testing, and to determine e.g. geno, hepato, neuro, nephrotoxicity etc. and permeability/absorption.

In vitro tests in compound development process

The early stages of compound development in the pharmaceutical industry represent multiple opportunities for the use of in vitro assays, which are typically miniaturized and/or automated to take account of low compound availability and high throughput.
As a first step, high throughput in vitro efficacy assays may be used to screen chemical libraries to select a lead compound, around which a large lead series is synthesized. In a second step, medium throughput in vitro assays (often cell-based assays) are used to screen these compounds for their toxicological profile. A third step often involves in vivo exposures to reveal organ specific toxicity. If present, medium to low throughput screens are used in a fourth step to select those compounds with least target organ toxicity (e.g. primary hepatocytes for hepatotoxicity, micromass or whole embryo assays for teratogenicity).
Thus, the number of animal tests required during a compound's development cycle has decreased substantially, but there is a catch: because of the step-wise, more controlled approach, the number of compounds under development at a company is increasing, thereby increasing demand for unavoidable in vivo tests. This should be realized when evaluating statistics on the use of animals in product screening and development.

Better and faster selection of promising candidates

Apart from a contribution to reduced use of animals per compound under development, alternative and in vitro tests offer an additional advantage: they often give more objective answers than in vivo tests. In vitro skin irritation models are, for example, often more sensitive, specific and predictive of the human situation that the existing in vivo skin irritation models. Efforst to develop reliable in vitro eye irritation tests are large and ongoing.
In total, therefore, the use of a series of in vitro tests in industry contributes to better and faster selection of candidate compounds, avoiding late (negative) surprises in the product development pipeline.
Basic research on in vitro testing therefore contributes to competitiveness of European industry by providing knowledge and tools for product development.

Industrial use of in vitro testing research

Research on in vitro testing previously funded by the European Commission (Framework Programmes 3, 4) focused on basic, enabling technologies with applications both inside and outside the in vitro testing community. Since few of the results generated were adopted directly in industry or submitted to ECVAM for (pre)validation, the value of these studies was questioned.

The In Vitro Testing Technology Transfer Project, conducted in 2000, has conclusively shown that successive Framework Programmes definitely yield a large amount of industrially important research findings. However, it takes a special effort to identify these results because of the lack of a coherent technology transfer programme in the various Framework Programmes.
Without a dedicated technology transfer initiative, it will be difficult to place useful results in the appropriate industrial context. In general, industry finds it difficult to access the results of publicly funded research, even when such results have been presented, summarized etc. Again, the In Vitro Testing Technology Tranefer Project has shown that the role of independent consultants as pre-viewers of results is very welcome.

The role of an Industrial Platform covering in vitro testing

in product screening and development could be:

(1) to increase among the own member companies and industry in general awareness about the use of in vitro and alternative approaches to compound screening and development;

(2) to act as a clearing house for results generated in publicly funded European research projects in this field;

(3) to indicate to contractors the potential industrial applicability of results, even when results are not suitable for large-scale validation programmes;

(4) to serve as a forum where contractors can present their results and liaise with industry; often, such liaisons result in industrial contracts;

(5) to urge the European Commission to put a proper technology transfer scheme in place, preferably one that invites in depth reviews by independent consultants on industrial applicability;

(6) to urge the European Commission to allocate 5% of a future project's budget to be allocated to technology transfer activities;

(7) to urge the European Commission to prioritize independent reviews of in vitro testing studies both in terms of money and in terms of manpower.

Liaison with the European Commission and contractors

IVTIP exists since December 1993 and has liased with the European Commission on in vitro testing projects in FP 3 and FP 4. Commission officials shared information with IVTIP about Commission initiatives in the field, and this information was distributed widely to IVTIP member companies.

Targeted EC support between 1985-1998

Since 1993, IVTIP maintained close contacts with the contractors of FP 3 and FP 4, sharing information, inviting them to present results at plenary meetings and liaiing at full sectoral meetings. Many of the industry/academic contacts made during these meetings resulted in joint projects and industrial contracts. On a personal title, many representatives of IVTIP member companies served the Commission as experts to evaluate project proposals.

In earlier EC programmes and in FP 3 and FP 4, a separate (and increasing) budget was available for in vitro testing projects: 1,94 million EURO in the BAP programme, 4,5 million in the BRIDGE programme, 8,67 million EURO in FP 3 and 15,25 million in FP 4 (the latter two under the BIOTECH programme). A separate programme line for in vitro projects was available since 1992. When projects were evaluated for funding, they only had to compete with projects addressing comparable objectives. As a result, very good, targeted projects were selected.

Practical barriers to support for alternatives

In FP 5, the situation with regard to support for in vitro testing projects has deteriorated in comparison with FP 3 and FP 4. In vitro projects are covered under several different key actions, generic projects and infrastructures. As a result, different scientific officers should be liased with to obtain information about the programme, which does not
facilitate the distribution of results from projects and the identification of industrially important results. Neither does it facilitate networking and the building up of trust allowing for proper technology transfer activities.
To make matters worse, a dedicated budget for in vitro testing projects is lacking; in vitro projects have to compete not with each other but with areas such as the development of new drugs, gene therapy or DNA vaccines. Because of their obvious human component, projects in these areas traditionally score higher than projects aimed at reducing animal experimentation.

After the 1st and 2nd call for proposals, only few in vitro testing projects have been selected for funding. This erodes confidence of academic and industrial scientists working in the field in the support of the European Commission for the development of in vitro tests, and jeopardizes the future of the network built up in the preceding years.

The role of an Industry Platform in in vitro testing with respect to

liaising with the European Commission and contractors could be:

(1) to serve as a focal point for the distribution of information from the European Commission to member companies in particular and industry in general;

(2) to serve as a focal point for various scientific officers for the distribution of information from individual projects to industry;

(3) to serve as an interactive forum where contractors can present their results and network one on one with industry;

(4) to stimulate contractors of different but related projects to consult each other for cross-fertilization and exchange of ideas and experiences;

(5) to serve as a source of industrial expertise for project evaluations and technology transfer activities;

(6) to urge the European Commission to award project proposals addressing alternatives to animal testing extra points, as they address a very urgent socio-economic need with important ethical dimensions;

(7) to urge the European Commission to improve administrative procedures regarding the selection and funding of projects in such a way that confidence among industry and academia in the EU-research system is maintained.

Rotterdam, October 26, 2000